faa-appellate-review-checklist
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| + | ====== The FAA's 15-Point Appellate Review Checklist ====== | ||
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| + | {{page> | ||
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| + | <WRAP info> | ||
| + | **Use this checklist.** Before you dispose of any First Appeal, run the PIO's reply through these 15 questions. Any " | ||
| + | </ | ||
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| + | ===== Why a checklist ===== | ||
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| + | Section 19(5) places the **burden of proof on the PIO**. The FAA's role is to examine whether that burden was discharged. A checklist makes the examination consistent, defensible, and efficient. | ||
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| + | ===== The 15 questions ===== | ||
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| + | ==== On identification of record ==== | ||
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| + | - **1. Did the PIO correctly identify whether the information is held by the public authority? | ||
| + | - **2. If not held, did the PIO transfer under Section 6(3) within 5 days?** Rejection without transfer is procedurally wrong. | ||
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| + | ==== On exemption invocation ==== | ||
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| + | - **3. Did the PIO invoke a specific sub-clause** (e.g., 8(1)(j)), not bare " | ||
| + | - **4. Did the PIO explain how the exemption applies to the particular record?** Not generic boilerplate. | ||
| + | - **5. Did the PIO cite any relevant case law** (Deshpande for service records, Jayantilal for fiduciary, R.K. Jain for file notings, etc.)? | ||
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| + | ==== On balancing and severability ==== | ||
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| + | - **6. Did the PIO examine whether Section 8(2) public-interest override applies?** The proviso is mandatory. | ||
| + | - **7. Did the PIO apply Section 10 severability**, | ||
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| + | ==== On third-party and timelines ==== | ||
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| + | - **8. Did the PIO issue Section 11 notice** where the record is treated as confidential by a third party? | ||
| + | - **9. Did the PIO reply within 30 days** (or 48 hours for life/ | ||
| + | - **10. If reply exceeded 30 days, has deemed refusal under Section 7(2) taken effect?** | ||
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| + | ==== On form and fee ==== | ||
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| + | - **11. Did the PIO charge the correct statutory fee** (Rs. 10 application, | ||
| + | - **12. Did the PIO supply information in the form requested**, | ||
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| + | ==== On appealability ==== | ||
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| + | - **13. Did the PIO communicate the First Appellate Authority' | ||
| + | - **14. Did the PIO provide reasons in writing** as required by Section 7(8)(i)? | ||
| + | - **15. Did the PIO attach any documents referenced in the reply**, or certify their availability? | ||
| + | |||
| + | ===== How to use the checklist in the speaking order ===== | ||
| + | |||
| + | The FAA's order should explicitly reference the checklist. Example: | ||
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| + | < | ||
| + | Analysis. | ||
| + | (a) On identification — the PIO correctly identified the record as held by this Office (Question 1: yes). | ||
| + | (b) On exemption — the PIO invoked Section 8(1)(j) and cited //Girish Deshpande// appropriately (Questions 3, 4, 5: yes). | ||
| + | (c) On balancing — Section 8(2) balancing is recorded on the file; reasonable application (Question 6: yes). | ||
| + | (d) On severability — the PIO declined to sever on the ground that the record is wholly personal. Examination by this Office confirms that line-level severance would render the remaining text meaningless (Question 7: yes). | ||
| + | (e) On Section 11 — the record concerns a third party; the PIO issued notice on DD-MM-YYYY and considered the objection (Question 8: yes). | ||
| + | (f) On timelines — reply issued within 30 days (Questions 9, 10: yes, no). | ||
| + | (g) On form and fee — Rs. 2/page correctly charged (Questions 11, 12: yes). | ||
| + | (h) On appealability — FAA contact and reasons recorded (Questions 13, 14: yes). | ||
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| + | Based on the above, the PIO has discharged the burden under Section 19(5). Appeal dismissed / allowed / partially allowed. | ||
| + | </ | ||
| + | |||
| + | ===== What to do when a question fails ==== | ||
| + | |||
| + | |= Question failed |= Typical action | | ||
| + | | Q1 (identification) | Remand for fresh PIO consideration | | ||
| + | | Q2 (transfer) | Set aside; direct transfer under Section 6(3) with fresh clock | | ||
| + | | Q3–5 (sub-clause / reasoning / case law) | Set aside or modify; often direct partial disclosure | | ||
| + | | Q6 (Section 8(2)) | Set aside and direct balancing; may direct disclosure | | ||
| + | | Q7 (severability) | Direct partial disclosure | | ||
| + | | Q8 (Section 11) | Remand for notice; FAA cannot cure procedural gap | | ||
| + | | Q9–10 (timeline) | Record deemed refusal; consider Section 20 recommendation | | ||
| + | | Q11 (fee) | Direct fee refund | | ||
| + | | Q12 (form) | Direct delivery in requested form or confirm alternative | | ||
| + | | Q13–14 (appealability / reasons) | Set aside; direct fresh speaking reply | | ||
| + | |||
| + | ===== Common oversights ==== | ||
| + | |||
| + | * **Rubber-stamp upholds.** " | ||
| + | * **Missing Section 19(4) notice to third party.** | ||
| + | * **Forgetting Section 20 recommendation** when a pattern of delay is apparent. | ||
| + | * **Charging for First Appeal** — there is no fee under Section 19(1). | ||
| + | * **Deciding without hearing** when facts are contested. | ||
| + | |||
| + | ===== Pro tips ===== | ||
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| + | * **Keep the checklist printed** beside your appellate file. | ||
| + | * **Use a colour-coded marker system** in the order (green pass / amber partial / red fail) to make the analysis visual. | ||
| + | * **Note checklist outcomes** in the file endorsement; | ||
| + | * **Train junior FAAs** on the checklist. Consistency improves institutional reliability. | ||
| + | |||
| + | ===== Case law ===== | ||
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| + | * **//Bhagat Singh v. CIC//** (Delhi HC 2008) — speaking order requires engagement with each exemption invoked. | ||
| + | * **//R.K. Jain v. UoI//**, (2013) 14 SCC 1 — reasons on the record are mandatory. | ||
| + | * **//Namit Sharma v. UoI//**, (2013) — quasi-judicial nature of appellate review. | ||
| + | |||
| + | ===== FAQs ===== | ||
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| + | **Q1. Must an FAA use this exact checklist? | ||
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| + | **Q2. Can the FAA cure the PIO's procedural gap?**\\ Some gaps — yes (e.g., require severance, re-calculate fee). Others — no (Section 11 notice must be issued by the PIO). | ||
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| + | **Q3. How long does a checklist-based disposal take?**\\ Typically 30–60 minutes per appeal once the PIO file is in hand. | ||
| + | |||
| + | ===== Conclusion ===== | ||
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| + | A 15-point checklist is not bureaucratic ritual; it is the discipline that makes appellate orders defensible. Use it, record the outcomes, and your orders will survive Second Appeal and writ. | ||
| + | |||
| + | ===== Related reading ===== | ||
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| + | * [[: | ||
| + | * [[: | ||
| + | * [[: | ||
| + | * [[: | ||
| + | * [[: | ||
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| + | ===== Sources ===== | ||
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| + | * RTI Act, 2005, Sections 6, 7, 8, 10, 11, 19, 20 | ||
| + | * //Bhagat Singh v. CIC// (Delhi HC 2008) | ||
| + | * //R.K. Jain v. UoI//, (2013) 14 SCC 1 | ||
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| + | ---- | ||
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| + | //Last reviewed: 21 April 2026.// | ||
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| + | {{tag> | ||
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faa-appellate-review-checklist.txt · Last modified: by 127.0.0.1
