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faa-appellate-review-checklist [2026/04/23 01:19] (current) – created - external edit 127.0.0.1
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 +{{htmlmetatags>metatag-keywords=(faa appellate review checklist,faa rti review,rti first appeal checklist,faa evaluation pio reply,rti appellate framework,15 point faa checklist)&metatag-description=(The 15-point appellate review checklist for First Appellate Authorities under Section 19 of the RTI Act — evaluate the PIO's reply, spot gaps, and decide the appeal with reasoned grounds.)}}
 +
 +====== The FAA's 15-Point Appellate Review Checklist ======
 +
 +{{ :social:auto:faa-appellate-review-checklist.png?direct&1200 |FAA review checklist — RTI Wiki}}
 +
 +{{page>snippets:dpdp-banner}}
 +
 +<WRAP info>
 +**Use this checklist.** Before you dispose of any First Appeal, run the PIO's reply through these 15 questions. Any "no" is a finding in the appellant's favour — in whole or in part.
 +</WRAP>
 +
 +===== Why a checklist =====
 +
 +Section 19(5) places the **burden of proof on the PIO**. The FAA's role is to examine whether that burden was discharged. A checklist makes the examination consistent, defensible, and efficient.
 +
 +===== The 15 questions =====
 +
 +==== On identification of record ====
 +
 +  - **1. Did the PIO correctly identify whether the information is held by the public authority?** (Section 2(f))
 +  - **2. If not held, did the PIO transfer under Section 6(3) within 5 days?** Rejection without transfer is procedurally wrong.
 +
 +==== On exemption invocation ====
 +
 +  - **3. Did the PIO invoke a specific sub-clause** (e.g., 8(1)(j)), not bare "Section 8"?
 +  - **4. Did the PIO explain how the exemption applies to the particular record?** Not generic boilerplate.
 +  - **5. Did the PIO cite any relevant case law** (Deshpande for service records, Jayantilal for fiduciary, R.K. Jain for file notings, etc.)?
 +
 +==== On balancing and severability ====
 +
 +  - **6. Did the PIO examine whether Section 8(2) public-interest override applies?** The proviso is mandatory.
 +  - **7. Did the PIO apply Section 10 severability**, or explain why partial disclosure is not possible?
 +
 +==== On third-party and timelines ====
 +
 +  - **8. Did the PIO issue Section 11 notice** where the record is treated as confidential by a third party?
 +  - **9. Did the PIO reply within 30 days** (or 48 hours for life/liberty, or 40 days where Section 11 notice was issued)?
 +  - **10. If reply exceeded 30 days, has deemed refusal under Section 7(2) taken effect?**
 +
 +==== On form and fee ====
 +
 +  - **11. Did the PIO charge the correct statutory fee** (Rs. 10 application, Rs. 2/page copies)?
 +  - **12. Did the PIO supply information in the form requested**, or explain under Section 7(9) why an alternative form is proposed?
 +
 +==== On appealability ====
 +
 +  - **13. Did the PIO communicate the First Appellate Authority's name and address?** (Section 7(8)(iii))
 +  - **14. Did the PIO provide reasons in writing** as required by Section 7(8)(i)?
 +  - **15. Did the PIO attach any documents referenced in the reply**, or certify their availability?
 +
 +===== How to use the checklist in the speaking order =====
 +
 +The FAA's order should explicitly reference the checklist. Example:
 +
 +<code>
 +Analysis.
 +(a) On identification — the PIO correctly identified the record as held by this Office (Question 1: yes).
 +(b) On exemption — the PIO invoked Section 8(1)(j) and cited //Girish Deshpande// appropriately (Questions 3, 4, 5: yes).
 +(c) On balancing — Section 8(2) balancing is recorded on the file; reasonable application (Question 6: yes).
 +(d) On severability — the PIO declined to sever on the ground that the record is wholly personal. Examination by this Office confirms that line-level severance would render the remaining text meaningless (Question 7: yes).
 +(e) On Section 11 — the record concerns a third party; the PIO issued notice on DD-MM-YYYY and considered the objection (Question 8: yes).
 +(f) On timelines — reply issued within 30 days (Questions 9, 10: yes, no).
 +(g) On form and fee — Rs. 2/page correctly charged (Questions 11, 12: yes).
 +(h) On appealability — FAA contact and reasons recorded (Questions 13, 14: yes).
 +
 +Based on the above, the PIO has discharged the burden under Section 19(5). Appeal dismissed / allowed / partially allowed.
 +</code>
 +
 +===== What to do when a question fails ====
 +
 +|= Question failed |= Typical action |
 +| Q1 (identification) | Remand for fresh PIO consideration |
 +| Q2 (transfer) | Set aside; direct transfer under Section 6(3) with fresh clock |
 +| Q3–5 (sub-clause / reasoning / case law) | Set aside or modify; often direct partial disclosure |
 +| Q6 (Section 8(2)) | Set aside and direct balancing; may direct disclosure |
 +| Q7 (severability) | Direct partial disclosure |
 +| Q8 (Section 11) | Remand for notice; FAA cannot cure procedural gap |
 +| Q9–10 (timeline) | Record deemed refusal; consider Section 20 recommendation |
 +| Q11 (fee) | Direct fee refund |
 +| Q12 (form) | Direct delivery in requested form or confirm alternative |
 +| Q13–14 (appealability / reasons) | Set aside; direct fresh speaking reply |
 +
 +===== Common oversights ====
 +
 +  * **Rubber-stamp upholds.** "Appeal dismissed" without engaging the checklist.
 +  * **Missing Section 19(4) notice to third party.**
 +  * **Forgetting Section 20 recommendation** when a pattern of delay is apparent.
 +  * **Charging for First Appeal** — there is no fee under Section 19(1).
 +  * **Deciding without hearing** when facts are contested.
 +
 +===== Pro tips =====
 +
 +  * **Keep the checklist printed** beside your appellate file.
 +  * **Use a colour-coded marker system** in the order (green pass / amber partial / red fail) to make the analysis visual.
 +  * **Note checklist outcomes** in the file endorsement; helps future audits.
 +  * **Train junior FAAs** on the checklist. Consistency improves institutional reliability.
 +
 +===== Case law =====
 +
 +  * **//Bhagat Singh v. CIC//** (Delhi HC 2008) — speaking order requires engagement with each exemption invoked.
 +  * **//R.K. Jain v. UoI//**, (2013) 14 SCC 1 — reasons on the record are mandatory.
 +  * **//Namit Sharma v. UoI//**, (2013) — quasi-judicial nature of appellate review.
 +
 +===== FAQs =====
 +
 +**Q1. Must an FAA use this exact checklist?**\\ No. The 15 points are our editorial distillation of statutory and case-law requirements. You may use a shorter list, provided each statutory obligation is covered.
 +
 +**Q2. Can the FAA cure the PIO's procedural gap?**\\ Some gaps — yes (e.g., require severance, re-calculate fee). Others — no (Section 11 notice must be issued by the PIO).
 +
 +**Q3. How long does a checklist-based disposal take?**\\ Typically 30–60 minutes per appeal once the PIO file is in hand.
 +
 +===== Conclusion =====
 +
 +A 15-point checklist is not bureaucratic ritual; it is the discipline that makes appellate orders defensible. Use it, record the outcomes, and your orders will survive Second Appeal and writ.
 +
 +===== Related reading =====
 +
 +  * [[:faa-speaking-order-guide|FAA speaking-order guide]]
 +  * [[:faa-section-19-8-powers|Section 19(8) appellate powers]]
 +  * [[:faa-first-appeal-timelines|First Appeal timelines]]
 +  * [[:pio-rti-reply-guide|PIO RTI reply guide]]
 +  * [[:pio-faa-knowledge-base|PIO & FAA knowledge base]]
 +
 +===== Sources =====
 +
 +  * RTI Act, 2005, Sections 6, 7, 8, 10, 11, 19, 20
 +  * //Bhagat Singh v. CIC// (Delhi HC 2008)
 +  * //R.K. Jain v. UoI//, (2013) 14 SCC 1
 +
 +----
 +
 +//Last reviewed: 21 April 2026.//
 +
 +{{tag>faa appellate-review checklist section-19}}
  
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faa-appellate-review-checklist.txt · Last modified: by 127.0.0.1

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